Results for “United States. Securities and Exchange Commission.”

1,580 books found · 5 author matches

Authors

Books

Self-regulatory organizations ...

Self-regulatory organizations ...

United States. Securities and Exchange Commission

1989

Organization, procedures and rules of practice

Organization, procedures and rules of practice

United States. Securities and Exchange Commission

1960

[Briefs, ca. 1951-1979]

[Briefs, ca. 1951-1979]

United States. Securities and Exchange Commission

1951

SEC guidelines, rules, and regulations

SEC guidelines, rules, and regulations

United States. Securities and Exchange Commission

1983

Electronic data gathering, analysis, and retrieval (EDGAR)

Electronic data gathering, analysis, and retrieval (EDGAR)

United States. Securities and Exchange Commission

1996

Questionnaire to incorporated and unincorporated investment trusts and investment companies of management type

Questionnaire to incorporated and unincorporated investment trusts and investment companies of management type

United States. Securities and Exchange Commission

1936

Examination program

Examination program

United States. Securities and Exchange Commission

1991

Saving and investing

Saving and investing

United States. Securities and Exchange Commission

2011

Financial statistics for electric and gas subsidiaries of registered public-utility holding companies, 1930-1941

Financial statistics for electric and gas subsidiaries of registered public-utility holding companies, 1930-1941

United States. Securities and Exchange Commission

1942

Compilation of releases under Public utility holding company act of 1935 to and including December 31, 1936

Compilation of releases under Public utility holding company act of 1935 to and including December 31, 1936

United States. Securities and Exchange Commission.

1937

Disclosure to investors: a reappraisal of Federal administrative policies under the '33 and '34 acts

Disclosure to investors: a reappraisal of Federal administrative policies under the '33 and '34 acts

United States. Securities and Exchange Commission.

1969

The financial collapse of the Penn Central Company

The financial collapse of the Penn Central Company

United States. Securities and Exchange Commission.

1972

General rules and regulations under the Investment Act of 1940

General rules and regulations under the Investment Act of 1940

United States. Securities and Exchange Commission.

1972

General rules and regulations under the Securities Act of 1933

General rules and regulations under the Securities Act of 1933

United States. Securities and Exchange Commission.

1970

[Forms promulgated under Public utility holding company act of 1935 to accompany General rules and regulations.]

[Forms promulgated under Public utility holding company act of 1935 to accompany General rules and regulations.]

United States. Securities and Exchange Commission.

1938

Alerta sobre las ilamadas telefońicas para ventas de inversiones

Alerta sobre las ilamadas telefońicas para ventas de inversiones

United States. Securities and Exchange Commission.

2002

Career opportunities at the SEC

Career opportunities at the SEC

United States. Securities and Exchange Commission.

1990

Codification of financial reporting policies

Codification of financial reporting policies

United States. Securities and Exchange Commission.

1982

Collateral implications of the S.E.C.'s enforcement authority

Collateral implications of the S.E.C.'s enforcement authority

United States. Securities and Exchange Commission.

1978

Compilation of documentary materials available in the S.E.C. as of February 26, 1957

Compilation of documentary materials available in the S.E.C. as of February 26, 1957

United States. Securities and Exchange Commission.

1957