Results for “United States. Securities and Exchange Commission”
1,538 books found
Books
Provisions of federal laws relating to the Securities act of 1933 as amended
United States. Securities and Exchange Commission
1939
The Securities and exchange commission -- from the angle of enforcement
John J. Burns
1936
Investment company act of 1940
United States
1972
Report on the Role and Function of Credit Rating Agencies in the Operation of the Securities Markets
United States
2004
Report to the Securities and Exchange Commission
United States. Securities and Exchange Commission. Advisory Committee on a Central Market System.
1973
The evolution of disclosure regulation by the Securities and Exchange Commission
David S. Ruder
1988
Report of the Real Estate Advisory Committee to the Securities and Exchange Commission
United States. Securities and Exchange Commission. Real Estate Advisory Committee.
1972
Privately-placed securities
United States. Securities and Exchange Commission. Trading and Exchange Division.
1952
Report to the Commission by the Trading & Exchange Division on secondary distributions of exchange stocks
United States. Securities and Exchange Commission. Trading and Exchange Division
1942
The October 1987 market break
United States. Securities and Exchange Commission. Division of Market Regulation
1988
The regulation of public-utility holding companies
United States. Securities and Exchange Commission. Division of Investment Management.
1995
Request for hearing under Rule 0-5 of the Investment company act of 1940 and request for leave to be heard pursuant to Rule IX of the Commissions rules of practice by the Goldfield corporation in the matter of an application by General host corporation for an order pursuant to Section 23(c)(3) of the Investment company act of 1940 permitting General host corporation to purchase 437,700 shares of common stock of which it is the issuer owned by the Goldfield corporation
Goldfield corporation
1971
Amendments to 1933 [SEC] act rules since 1/10/58
Louis Loss
1959
[Report of the appeals of] Texas Gulf Sulphur Co. ... [and of] David M. Crawford and Richard H. Clayton
United States. Securities and Exchange Commission, Plaintiff-appellee
1969
Evaluation of the SEC encryption program
United States. Securities and Exchange Commission. Office of Audits
2010
Assessment of the SEC's privacy program
United States. Securities and Exchange Commission. Office of Audits
2010
Assessment of the SEC's bounty program
United States. Securities and Exchange Commission. Office of Audits
2010
Evaluation of the SEC privacy program
United States. Securities and Exchange Commission. Office of Audits
2010
Subject index to the speech file in the Library of the securities and Exchange Commission
Annette Peabody
1952
SEC's oversight of the Securities Investor Protection Corporation's activities
United States. Securities and Exchange Commission. Office of Audits
2011