Results for “United States. Securities and Exchange Commission.”

Securities exchange act of 1934, as amended to July 29, 1968

United States

1969

The Securities and exchange commission - some of its problems

John J. Burns

1935

Provisions of federal laws relating to the Securities act of 1933 as amended

United States. Securities and Exchange Commission

1939

Depreciation and dividend statistics of electric and gas utility subsidiaries of registered holding companies, 1930-1940

United States. Securities and Exchange Commission. Public Utilities Division

1942

Report on the Role and Function of Credit Rating Agencies in the Operation of the Securities Markets

United States

2004

Investment company act of 1940

United States

1972

The Securities and exchange commission -- from the angle of enforcement

John J. Burns

1936

Report to the Securities and Exchange Commission

United States. Securities and Exchange Commission. Advisory Committee on a Central Market System.

1973

Functions of the Securities and exchange commission in corporate reorganization proceedings. Address of Edmund Burke, Jr...

Edmund Burke

1938

The evolution of disclosure regulation by the Securities and Exchange Commission

David S. Ruder

1988

Privately-placed securities

United States. Securities and Exchange Commission. Trading and Exchange Division.

1952

Report to the Commission by the Trading & Exchange Division on secondary distributions of exchange stocks

United States. Securities and Exchange Commission. Trading and Exchange Division

1942

The regulation of public-utility holding companies

United States. Securities and Exchange Commission. Division of Investment Management.

1995

The October 1987 market break

United States. Securities and Exchange Commission. Division of Market Regulation

1988

Report of the Real Estate Advisory Committee to the Securities and Exchange Commission

United States. Securities and Exchange Commission. Real Estate Advisory Committee.

1972

[Report of the appeals of] Texas Gulf Sulphur Co. ... [and of] David M. Crawford and Richard H. Clayton

United States. Securities and Exchange Commission, Plaintiff-appellee

1969

Request for hearing under Rule 0-5 of the Investment company act of 1940 and request for leave to be heard pursuant to Rule IX of the Commissions rules of practice by the Goldfield corporation in the matter of an application by General host corporation for an order pursuant to Section 23(c)(3) of the Investment company act of 1940 permitting General host corporation to purchase 437,700 shares of common stock of which it is the issuer owned by the Goldfield corporation

Goldfield corporation

1971

Amendments to 1933 [SEC] act rules since 1/10/58

Louis Loss

1959

Significant amendments to Sec rules under 1933 Act since print dated July 2, 1956

Louis Loss

1957

Evaluation of the SEC encryption program

United States. Securities and Exchange Commission. Office of Audits

2010