Results for “United States. Securities and Exchange Commission”
1,538 books found
Books
What every investor should know
1995
Audit of the SEC budget execution cycle
United States. Securities and Exchange Commission. Office of Audits
2011
Cost of flotation for registered securities, 1938-1939
United States. Securities and Exchange Commission. Trading and Exchange Division.
1941
[Forms adopted under the Securities Exchange act of 1934
James M. Landis
1934
Assessment of the SEC information technology investment process
United States. Securities and Exchange Commission. Office of Audits
2010
Indenture securities and the Barkley bill
Talcott Miner Banks
1939
S.E.C. stock price index
United States. Securities and Exchange Commission. Division of Trading and Exchanges
1960
Review of the SEC's Section 13(f) reporting requirements
United States. Securities and Exchange Commission. Office of Audits
2010
Cost of flotation for small issues 1925-1929 and 1935-1938
United States. Securities and Exchange Commission. Trading and Exchange Division.
1940
A report on stock trading on the New York Stock Exchange on September 3, 1946
United States. Securities and Exchange Commission. Trading and Exchange Division.
1947
Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission
United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure.
1977
Federal regulation and the security dealer
John J. Burns
1935
Legal bibliography on federal securities regulation
Chester Dunton
1963
Security issues of electric and gas utilities, 1935-1940
United States. Securities and Exchange Commission. Public Utilities Division.
1941
The SEC's implementation of and compliance with Homeland Security presidential directive 12
United States. Securities and Exchange Commission. Office of Audits
2011
Forms for registration under the Securities act of 1933
James M. Landis
1933
Report to the Commission by the Trading & Exchange Division on the problem of multiple trading on securities exchanges
United States. Securities and Exchange Commission. Division of Trading and Exchanges.
1940
Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme
United States. Securities and Exchange Commission. Office of Investigations.
2009
Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme
United States. Securities and Exchange Commission. Office of Investigations.
2009
Registered public-utility holding company systems, June 30, 1945
United States. Securities and Exchange Commission. Public Utilities Division
1945