Results for “United States. Securities and Exchange Commission

1,538 books found

Books

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme

United States. Securities and Exchange Commission. Office of Investigations.

2009

Some of the legal aspects of the control of security issues including corporate reorganization

Some of the legal aspects of the control of security issues including corporate reorganization

Robert Washington Brown

1939

The SEC's role regarding and oversight of nationally recognized statistical rating organizations (NRSROs)

The SEC's role regarding and oversight of nationally recognized statistical rating organizations (NRSROs)

United States. Securities and Exchange Commission. Office of Audits

2009

Penny stock manipulation and the small investor

Penny stock manipulation and the small investor

David S. Ruder

1988

Management and oversight of interagency acquisition agreements at the SEC

Management and oversight of interagency acquisition agreements at the SEC

United States. Securities and Exchange Commission. Office of Audits

2010

Institutional investor study report of the Securities and Exchange Commission

Institutional investor study report of the Securities and Exchange Commission

United States. Congress. House. Committee on Interstate and Foreign Commerce

1971

SEC enforcement issues

SEC enforcement issues

United States. Securities and Exchange Commission

1982

Audit of the FedTraveler Travel Service

Audit of the FedTraveler Travel Service

United States. Securities and Exchange Commission. Office of Audits

2010

Review of PRISM automated procurement system support contracts

Review of PRISM automated procurement system support contracts

United States. Securities and Exchange Commission. Office of Audits

2010

2009 FISMA executive summary report

2009 FISMA executive summary report

United States. Securities and Exchange Commission. Office of Audits

2010

OCIE regional offices' referrals to enforcement

OCIE regional offices' referrals to enforcement

United States. Securities and Exchange Commission. Office of Audits

2011

Real property leasing procurement process

Real property leasing procurement process

United States. Securities and Exchange Commission. Office of Audits

2010

Assessment of Corporation Finance's confidential treatment processes and procedures

Assessment of Corporation Finance's confidential treatment processes and procedures

United States. Securities and Exchange Commission. Office of Audits

2010

Audit of the Office of Acquisitions' procurement and contract management functions

Audit of the Office of Acquisitions' procurement and contract management functions

United States. Securities and Exchange Commission. Office of Audits

2009

The new SEC rules & proposals on corporate governance & management remuneration

The new SEC rules & proposals on corporate governance & management remuneration

A. A. Sommer

1979

S.E.C. rate structure investigation ...

S.E.C. rate structure investigation ...

United States. Securities and Exchange Commission

1968

Speech by Judge Burns before the Harvard club

Speech by Judge Burns before the Harvard club

John J. Burns

1935

Speech of Judge John J. Burns ... before the Security traders association, Cincinnati, Ohio, August 1, 1935

Speech of Judge John J. Burns ... before the Security traders association, Cincinnati, Ohio, August 1, 1935

John J. Burns

1935

Corporate super-structure of registered public-utility holding company systems, 1941

Corporate super-structure of registered public-utility holding company systems, 1941

United States. Securities and Exchange Commission. Public Utilities Division

1941

Charts showing location of operating electric and/or gas subsidiaries of registered public utility holding companies, 1939

Charts showing location of operating electric and/or gas subsidiaries of registered public utility holding companies, 1939

United States. Securities and Exchange Commission. Public Utilities Division.

1939