Results for “United States. Securities and Exchange Commission.”

Forms for registration under the Securities act of 1933

James M. Landis

1933

Report to the Commission by the Trading & Exchange Division on the problem of multiple trading on securities exchanges

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1940

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme

United States. Securities and Exchange Commission. Office of Investigations.

2009

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme

United States. Securities and Exchange Commission. Office of Investigations.

2009

Investigation of failure of the SEC to uncover Bernard Madoff's Ponzi scheme

United States. Securities and Exchange Commission. Office of Investigations.

2009

Registered public-utility holding company systems, June 30, 1945

United States. Securities and Exchange Commission. Public Utilities Division

1945

Some of the legal aspects of the control of security issues including corporate reorganization

Robert Washington Brown

1939

The SEC's role regarding and oversight of nationally recognized statistical rating organizations (NRSROs)

United States. Securities and Exchange Commission. Office of Audits

2009

Penny stock manipulation and the small investor

David S. Ruder

1988

Management and oversight of interagency acquisition agreements at the SEC

United States. Securities and Exchange Commission. Office of Audits

2010

Institutional investor study report of the Securities and Exchange Commission

United States. Congress. House. Committee on Interstate and Foreign Commerce

1971

The problem of maintaining arm's-length bargaining and competitive conditions in the sale and distribution of securities of registered public utility holding companies and their subsidiaries

United States. Securities and Exchange Commission. Public Utilities Division

1940

Dividend status of preferred stocks

United States. Securities and Exchange Commission. Public Utilities Division

1939

Audit of the Office of Acquisitions' procurement and contract management functions

United States. Securities and Exchange Commission. Office of Audits

2009

Review of PRISM automated procurement system support contracts

United States. Securities and Exchange Commission. Office of Audits

2010

2009 FISMA executive summary report

United States. Securities and Exchange Commission. Office of Audits

2010

OCIE regional offices' referrals to enforcement

United States. Securities and Exchange Commission. Office of Audits

2011

Real property leasing procurement process

United States. Securities and Exchange Commission. Office of Audits

2010

Assessment of Corporation Finance's confidential treatment processes and procedures

United States. Securities and Exchange Commission. Office of Audits

2010

Audit of the FedTraveler Travel Service

United States. Securities and Exchange Commission. Office of Audits

2010