Results for “United States. Securities and Exchange Commission”
1,538 books found
Books
S.E.C. problems
Practising Law Institute
1967
EDGAR rules annotated
Dunn & Crutcher Gibson
1993
Dividend status of preferred stocks
United States. Securities and Exchange Commission. Public Utilities Division
1939
Address of Judge John J. Burns ... at Investment division dinner of financial advertisers association convention at Atlantic City, September 10, 1935
John J. Burns
1935
Financial statistics for electric and gas subsidiaries of registered public-utility holding companies, 1930-1939
United States. Securities and Exchange Commission. Public Utilities Division.
1940
The problem of maintaining arm's-length bargaining and competitive conditions in the sale and distribution of securities of registered public utility holding companies and their subsidiaries
United States. Securities and Exchange Commission. Public Utilities Division
1940
Speech of Judge John J. Burns ... before the Young democrats club at Portsmouth, New Hampshire, October 17, 1935
John J. Burns
1935
Administrative protection for the investor
John J. Burns
1936
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees
Adelaide Rosalia Hasse
1946
Speech of Judge John J. Burns ... before Brooklyn law school, December 17, 1935
John J. Burns
1935
Comments on certain features of the report of Securities and Exchange Commission
Guaranty Trust Company of New York
1937
Personal investment activities of investment company personnel
United States. Securities and Exchange Commission. Division of Investment Management
1994
Compilation of releases under Securities act of 1933
United States. Securities and Exchange Commission
1937
Report of the Special Study of the Options Markets to the Securities and Exchange Commission
United States. Securities and Exchange Commission. Special Study of the Options Markets.
1979
Report to the commission by the Trading & exchange division on secondary distributions of exchange stocks, Feb. 5, 1942
United States. Securities and Exchange Commission. Division of Trading and Exchanges
1942
Index to Commission decisions
United States. Securities and Exchange Commission. Office of Opinions and Review
1975
Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds
United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.
1998
A plain English handbook
United States. Securities and Exchange Commission. Office of Investor Education and Assistance
1997
Condominiums registered under the Securities Act of 1933; 1967-1974
United States. Securities and Exchange Commission. Office of Economic Research
1974
Fair and efficient administrative proceedings
United States. Securities and Exchange Commission. Task Force on Administrative Proceedings.
1993