Results for “United States. Securities and Exchange Commission.”
1,576 books found · 5 author matches
Authors
Books
SEC enforcement issues
United States. Securities and Exchange Commission
1982
Charts showing location of operating electric and/or gas subsidiaries of registered public utility holding companies, 1939
United States. Securities and Exchange Commission. Public Utilities Division.
1939
Financial statistics for electric and gas subsidiaries of registered public-utility holding companies, 1930-1939
United States. Securities and Exchange Commission. Public Utilities Division.
1940
The new SEC rules & proposals on corporate governance & management remuneration
A. A. Sommer
1979
S.E.C. problems
Practising Law Institute
1967
Corporate super-structure of registered public-utility holding company systems, 1941
United States. Securities and Exchange Commission. Public Utilities Division
1941
EDGAR rules annotated
Dunn & Crutcher Gibson
1993
S.E.C. rate structure investigation ...
United States. Securities and Exchange Commission
1968
Speech by Judge Burns before the Harvard club
John J. Burns
1935
Speech of Judge John J. Burns ... before the Security traders association, Cincinnati, Ohio, August 1, 1935
John J. Burns
1935
Address of Judge John J. Burns ... at Investment division dinner of financial advertisers association convention at Atlantic City, September 10, 1935
John J. Burns
1935
How to comply with the new SEC rules
Practising Law Institute
1965
Speech of Judge John J. Burns ... before the Young democrats club at Portsmouth, New Hampshire, October 17, 1935
John J. Burns
1935
Administrative protection for the investor
John J. Burns
1936
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees
Adelaide Rosalia Hasse
1946
Speech of Judge John J. Burns ... before Brooklyn law school, December 17, 1935
John J. Burns
1935
Speech [before] Phillips Brooks House association, April 5, 1935
John J. Burns
1935
Comments on certain features of the report of Securities and Exchange Commission
Guaranty Trust Company of New York
1937
Compilation of releases under Securities act of 1933
United States. Securities and Exchange Commission
1937
Personal investment activities of investment company personnel
United States. Securities and Exchange Commission. Division of Investment Management
1994