Results for “United States. Securities and Exchange Commission

1,538 books found

Books

Volume and nature of corporate securities offerings

Volume and nature of corporate securities offerings

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1957

Survey of American listed corporations

Survey of American listed corporations

United States. Securities and Exchange Commission

1940

The broker-dealer community: historic trends and current financial structure

The broker-dealer community: historic trends and current financial structure

United States. Securities and Exchange Commission. Office of Economic Research.

1973

Real estate investment trusts

Real estate investment trusts

United States. Securities and Exchange Commission. Office of Economic Research.

1975

Final report of the SEC Government-Business Forum on Small Business Capital Formation

Final report of the SEC Government-Business Forum on Small Business Capital Formation

United States. Securities and Exchange Commission. Division of Corporation Finance.

1990

International corporate finance package

International corporate finance package

United States. Securities and Exchange Commission. Division of Corporation Finance

1989

The corporate bond markets

The corporate bond markets

United States. Securities and Exchange Commission. Division of Market Regulation

1992

Annual registration updating material for investment advisers

Annual registration updating material for investment advisers

United States. Securities and Exchange Commission. Division of Investment Management

1990

Study of the Sarbanes-Oxley Act of 2002 Section 404

Study of the Sarbanes-Oxley Act of 2002 Section 404

Office of Economic Analysis

2009

The Large Firm Project

The Large Firm Project

United States. Securities and Exchange Commission. Division of Market Regulation.

1994

International investing

International investing

United States. Securities and Exchange Commission. Division of Corporation Finance

1999

International investing

International investing

United States. Securities and Exchange Commission. Division of Corporation Finance

1999

Investing in oil, gas and coal

Investing in oil, gas and coal

United States. Securities and Exchange Commission. Office of Consumer Affairs

1979

The Large Firm Project

The Large Firm Project

United States. Securities and Exchange Commission. Division of Market Regulation

1994

Report on the status of the recommendations from the Large Firm Project report

Report on the status of the recommendations from the Large Firm Project report

United States. Securities and Exchange Commission. Division of Market Regulation

1994

SEC rule changes

SEC rule changes

United States. Securities and Exchange Commission. Office of Administrative Services

1978

The Role of index-related trading in the market decline on September 11 and 12, 1986

The Role of index-related trading in the market decline on September 11 and 12, 1986

United States. Securities and Exchange Commission. Division of Market Regulation

1987

Protecting investors

Protecting investors

United States. Securities and Exchange Commission. Division of Investment Management.

1992

Staff report on corporate accountability

Staff report on corporate accountability

United States. Securities and Exchange Commission. Division of Corporation Finance.

1980

Cost of flotation of corporate securities, 1951-1955

Cost of flotation of corporate securities, 1951-1955

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1957