Results for “United States. Securities and Exchange Commission.”

Report to the commission by the Trading & exchange division on secondary distributions of exchange stocks, Feb. 5, 1942

United States. Securities and Exchange Commission. Division of Trading and Exchanges

1942

Report of the Special Study of the Options Markets to the Securities and Exchange Commission

United States. Securities and Exchange Commission. Special Study of the Options Markets.

1979

Index to Commission decisions

United States. Securities and Exchange Commission. Office of Opinions and Review

1975

A plain English handbook

United States. Securities and Exchange Commission. Office of Investor Education and Assistance

1997

Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds

United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.

1998

Seniors, protect yourself against investment fraud

United States. Securities and Exchange Commission. Office of Investor Education and Assistance

2007

Condominiums registered under the Securities Act of 1933; 1967-1974

United States. Securities and Exchange Commission. Office of Economic Research

1974

Fair and efficient administrative proceedings

United States. Securities and Exchange Commission. Task Force on Administrative Proceedings.

1993

Volume and nature of corporate securities offerings

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1957

Survey of American listed corporations

United States. Securities and Exchange Commission

1940

The broker-dealer community: historic trends and current financial structure

United States. Securities and Exchange Commission. Office of Economic Research.

1973

Real estate investment trusts

United States. Securities and Exchange Commission. Office of Economic Research.

1975

Final report of the SEC Government-Business Forum on Small Business Capital Formation

United States. Securities and Exchange Commission. Division of Corporation Finance.

1990

Staff report on corporate accountability

United States. Securities and Exchange Commission. Division of Corporation Finance.

1980

Protecting investors

United States. Securities and Exchange Commission. Division of Investment Management.

1992

The corporate bond markets

United States. Securities and Exchange Commission. Division of Market Regulation

1992

The Large Firm Project

United States. Securities and Exchange Commission. Division of Market Regulation

1994

Report on the status of the recommendations from the Large Firm Project report

United States. Securities and Exchange Commission. Division of Market Regulation

1994

International corporate finance package

United States. Securities and Exchange Commission. Division of Corporation Finance

1989

Investing in oil, gas and coal

United States. Securities and Exchange Commission. Office of Consumer Affairs

1979