Results for “United States. Securities and Exchange Commission”

Report

United States. Securities and Exchange Commission. Special Study of Securities Markets.

1963

Laws relating to securities commission exchanges and holding companies (with indices)

United States

1944

Staff report on organization, management, and regulation of conduct of members of the American Stock Exchange

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1962

Index to S.E.C. decisions

United States. Securities and Exchange Commission. Office of Opinions and Review

1968

Securities and Exchange Commission proposed legislation

United States. Securities and Exchange Commission

1987

Survey of corporate pension funds, 1951-1954

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1956

Report on put and call options

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1961

Depreciation problems in public utility regulation

Herbert D. Miller

1942

Charts and tables prepared for presentation to the T[emporary] n[ational] e[conomic] c[ommittee] at the hearings on savings and investment beginning May 16, 1939

United States. Securities and Exchange Commission

1939

Mutual fund distribution and section 22(d) of the Investment Company Act of 1940

United States. Securities and Exchange Commission. Division of Investment Management Regulation

1974

The Effects of dual-class recapitalizations on the wealth of shareholders

United States. Securities and Exchange Commission. Office of the Chief Economist

1987

The Impact of targeted share repurchases (greenmail) on stock prices

United States. Securities and Exchange Commission. Office of the Chief Economist

1984

Update - the effects of dual-class recapitalizations on shareholder wealth : including evidence from 1986 and 1987

United States. Securities and Exchange Commission. Office of the Chief Economist

1987

Report of recommendations

United States. Securities and Exchange Commission. Advisory Committee on Tender Offers

1983

[Report with respect to the petition filed by the American life convention and the Life insurance association of America for the adoption of rules to exempt variable life insurance from the federal securities laws

United States. Securities and exchange commission. Division of investment management regulations

1973

Issues in the perception of auditor independence

John M. Lacey

1986

Bank participation in municipal revenue bond underwriting

United States. Securities and Exchange Commission. Directorate of Economic and Policy Research.

1979

Guide to broker-dealer compliance

United States. Securities and Exchange Commission. Broker-Dealer Model Compliance Program Advisory Committee.

1974

Ask questions

United States. Securities and Exchange Commission. Office of Investor Education and Advocacy

2011

An Analysis of Regulation D.

United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis

1984