Results for “United States. Securities and Exchange Commission.”

1,576 books found · 5 author matches

Authors

Books

SEC rule changes

SEC rule changes

United States. Securities and Exchange Commission. Office of Administrative Services

1978

The Large Firm Project

The Large Firm Project

United States. Securities and Exchange Commission. Division of Market Regulation.

1994

Study of the Sarbanes-Oxley Act of 2002 Section 404

Study of the Sarbanes-Oxley Act of 2002 Section 404

Office of Economic Analysis

2009

Annual registration updating material for investment advisers

Annual registration updating material for investment advisers

United States. Securities and Exchange Commission. Division of Investment Management

1990

International investing

International investing

United States. Securities and Exchange Commission. Division of Corporation Finance

1999

The Role of index-related trading in the market decline on September 11 and 12, 1986

The Role of index-related trading in the market decline on September 11 and 12, 1986

United States. Securities and Exchange Commission. Division of Market Regulation

1987

International investing

International investing

United States. Securities and Exchange Commission. Division of Corporation Finance

1999

Cost of flotation of corporate securities, 1951-1955

Cost of flotation of corporate securities, 1951-1955

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1957

Laws relating to securities commission exchanges and holding companies (with indices)

Laws relating to securities commission exchanges and holding companies (with indices)

United States

1944

Report

Report

United States. Securities and Exchange Commission. Special Study of Securities Markets.

1963

Staff report on organization, management, and regulation of conduct of members of the American Stock Exchange

Staff report on organization, management, and regulation of conduct of members of the American Stock Exchange

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1962

Index to S.E.C. decisions

Index to S.E.C. decisions

United States. Securities and Exchange Commission. Office of Opinions and Review

1968

Securities and Exchange Commission proposed legislation

Securities and Exchange Commission proposed legislation

United States. Securities and Exchange Commission

1987

Report on put and call options

Report on put and call options

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1961

Survey of corporate pension funds, 1951-1954

Survey of corporate pension funds, 1951-1954

United States. Securities and Exchange Commission. Division of Trading and Exchanges.

1956

Charts and tables prepared for presentation to the T[emporary] n[ational] e[conomic] c[ommittee] at the hearings on savings and investment beginning May 16, 1939

Charts and tables prepared for presentation to the T[emporary] n[ational] e[conomic] c[ommittee] at the hearings on savings and investment beginning May 16, 1939

United States. Securities and Exchange Commission

1939

Depreciation problems in public utility regulation

Depreciation problems in public utility regulation

Herbert D. Miller

1942

Report of recommendations

Report of recommendations

United States. Securities and Exchange Commission. Advisory Committee on Tender Offers

1983

The Impact of targeted share repurchases (greenmail) on stock prices

The Impact of targeted share repurchases (greenmail) on stock prices

United States. Securities and Exchange Commission. Office of the Chief Economist

1984

Update - the effects of dual-class recapitalizations on shareholder wealth : including evidence from 1986 and 1987

Update - the effects of dual-class recapitalizations on shareholder wealth : including evidence from 1986 and 1987

United States. Securities and Exchange Commission. Office of the Chief Economist

1987