Results for “United States. Securities and Exchange Commission.”

The Effects of dual-class recapitalizations on the wealth of shareholders

United States. Securities and Exchange Commission. Office of the Chief Economist

1987

Mutual fund distribution and section 22(d) of the Investment Company Act of 1940

United States. Securities and Exchange Commission. Division of Investment Management Regulation

1974

[Report with respect to the petition filed by the American life convention and the Life insurance association of America for the adoption of rules to exempt variable life insurance from the federal securities laws

United States. Securities and exchange commission. Division of investment management regulations

1973

Issues in the perception of auditor independence

John M. Lacey

1986

Bank participation in municipal revenue bond underwriting

United States. Securities and Exchange Commission. Directorate of Economic and Policy Research.

1979

An Analysis of Regulation D.

United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis

1984

Capital markets and finance bibliography

United States. Securities and Exchange Commission. Directorate of Economic and Policy Research

1978

A plain English handbook

United States. Securities and Exchange Commission. Office of Investor Education and Assistance.

1998

Ask questions

United States. Securities and Exchange Commission. Office of Investor Education and Advocacy

2011

Initial public offerings of common stock

United States. Securities and Exchange Commission. Directorate of Economic and Policy Research

1980

The Role of regional broker-dealers in the capital formation process

United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis

1981

Pregunte!

United States. Securities and Exchange Commission. Office of Investor Education and Assistance

2006

Cuando llame su corredor, tome nota!

United States. Securities and Exchange Commission. Office of Investor Education and Assistance

1998

Pregunte!

United States. Securities and Exchange Commission. Office of Investor Education and Assistance

2006

Guide to broker-dealer compliance

United States. Securities and Exchange Commission. Broker-Dealer Model Compliance Program Advisory Committee.

1974

Reply of Morgan Stanley & co., incorporated in opposition to the Report of the staff of the Public utilities division of the Securities and exchange commission recommending compulsory competitive bidding for securities of registered public utility holding companies and their subsidiaries. January 27, 1941

Morgan Stanley & Co

1941

Report ... on S. 2054 to the Committee on Banking and Currency, United States Senate ...

United States. Securities and Exchange Commission

1956

Supreme Court of the United States syllabus

Max L. Levinson

1988

Report

United States. Securities and Exchange Commission. Advisory Committee on Enforcement Policies and Practices.

1972

Report of the advisory committee on enforcement policies and practices ...

United States. Securities and exchange commission. Advisory committee on enforcement policies and practices

1972