Results for “United States. Securities and Exchange Commission”
1,538 books found
Books
Laws relating to securities commission, exchanges and holding companies
United States
1935
The SEC's market structure proposal
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
2005
Investment Trusts and Investment Companies. Letter from the Acting Chairman of the Securities and Exchange Commission, Transmitting, Pursuant to Law, a Report on Abuses and Deficiencies in the Organization and Operation of Investment Trusts and Investment
United States Securities and Exchang
2023
The Penny Stock Reform Act of 1990
Richard C. Breeden
1990
Internationalization of the securities markets
United States. Securities and Exchange Commission
1988
Plain English pilot program
United States. Securities and Exchange Commission. Division of Corporation Finance
1998
The post-offering price performance of closed-end funds
Kathleen Weiss
1989
The SEC proposal on market structure
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
2004

Treaties, etc
Canada
1891
Securities and Exchange Commission
United States Accounting Office
2018
Securities and Exchange Commission
United States. General Accounting Office. Office of the General Counsel.
1996
Securities and Exchange Commission
United States Government Accountability Office
2017
Oversight of the U. S. Securities and Exchange Commission
United States United States Congress
2017
Securities and Exchange Commission
United States. Government Accountability Office.
2006
Securities and Exchange Commission
United States Accounting Office (GAO)
2018
Securities and Exchange Commission
United States Accounting Office (GAO)
2018
Securities and Exchange Commission
United States. General Accounting Office
1997
Securities and Exchange Commission
United States Government Accountability Office
2018
SECURITIES and EXCHANGE COMMISSION
United States Government Accountability Office
2018
Securities and Exchange Commission
United States Government Accountability Office
2018
