Results for “United States. Securities and Exchange Commission

1,538 books found

Books

Laws relating to securities commission, exchanges and holding companies

Laws relating to securities commission, exchanges and holding companies

United States

1935

The SEC's market structure proposal

The SEC's market structure proposal

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises

2005

Investment Trusts and Investment Companies. Letter from the Acting Chairman of the Securities and Exchange Commission, Transmitting, Pursuant to Law, a Report on Abuses and Deficiencies in the Organization and Operation of Investment Trusts and Investment

Investment Trusts and Investment Companies. Letter from the Acting Chairman of the Securities and Exchange Commission, Transmitting, Pursuant to Law, a Report on Abuses and Deficiencies in the Organization and Operation of Investment Trusts and Investment

United States Securities and Exchang

2023

The Penny Stock Reform Act of 1990

The Penny Stock Reform Act of 1990

Richard C. Breeden

1990

Internationalization of the securities markets

Internationalization of the securities markets

United States. Securities and Exchange Commission

1988

Plain English pilot program

Plain English pilot program

United States. Securities and Exchange Commission. Division of Corporation Finance

1998

The post-offering price performance of closed-end funds

The post-offering price performance of closed-end funds

Kathleen Weiss

1989

The SEC proposal on market structure

The SEC proposal on market structure

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises

2004

Treaties, etc

Treaties, etc

Canada

1891

Securities and Exchange Commission

Securities and Exchange Commission

United States Accounting Office

2018

Securities and Exchange Commission

Securities and Exchange Commission

United States. General Accounting Office. Office of the General Counsel.

1996

Securities and Exchange Commission

Securities and Exchange Commission

United States Government Accountability Office

2017

Oversight of the U. S. Securities and Exchange Commission

Oversight of the U. S. Securities and Exchange Commission

United States United States Congress

2017

Securities and Exchange Commission

Securities and Exchange Commission

United States. Government Accountability Office.

2006

Securities and Exchange Commission

Securities and Exchange Commission

United States Accounting Office (GAO)

2018

Securities and Exchange Commission

Securities and Exchange Commission

United States Accounting Office (GAO)

2018

Securities and Exchange Commission

Securities and Exchange Commission

United States. General Accounting Office

1997

Securities and Exchange Commission

Securities and Exchange Commission

United States Government Accountability Office

2018

SECURITIES and EXCHANGE COMMISSION

SECURITIES and EXCHANGE COMMISSION

United States Government Accountability Office

2018

Securities and Exchange Commission

Securities and Exchange Commission

United States Government Accountability Office

2018