Results for “United States. Securities and Exchange Commission.”

1,576 books found · 5 author matches

Authors

Books

In the United States court of appeals for the Sixth circuit, in the matter of Otis & co., debtor, in proceedings for the Reorganization of a corporation, Bankruptcy no. 68511

In the United States court of appeals for the Sixth circuit, in the matter of Otis & co., debtor, in proceedings for the Reorganization of a corporation, Bankruptcy no. 68511

Louis Loss

1952

U.S. Securities and Exchange Commission Fifty-Second Annual Report/1986

U.S. Securities and Exchange Commission Fifty-Second Annual Report/1986

4600001397

1987

Protecting investors

Protecting investors

United States. Securities and Exchange Commission. Division of Investment Management

1992

Internationalization of the securities markets

Internationalization of the securities markets

United States. Securities and Exchange Commission

1988

In the Supreme Court of the United States, October term, 1986, Basic Incorporated, et al., Petitioners v. Max L. Levinson, et al

In the Supreme Court of the United States, October term, 1986, Basic Incorporated, et al., Petitioners v. Max L. Levinson, et al

Max L. Levinson

1986

Organization, Procedures and Rules of Practice: August 15, 1971

Organization, Procedures and Rules of Practice: August 15, 1971

United States. Federal Trade Commission.

1921

Report of the Securities and Exchange Commission on the public policy implications of investment company growth

Report of the Securities and Exchange Commission on the public policy implications of investment company growth

United States. Securities and Exchange Commission

1966

Investment Trusts and Investment Companies. Letter from the Chairman of the Securities and Exchange Commission Transmitting Pursuant to Law, a Report on Companies Issuing Face Amount Installment Certificates

Investment Trusts and Investment Companies. Letter from the Chairman of the Securities and Exchange Commission Transmitting Pursuant to Law, a Report on Companies Issuing Face Amount Installment Certificates

United States Securities and Exchange C

2015

Laws relating to securities commission, exchanges and holding companies

Laws relating to securities commission, exchanges and holding companies

United States

1935

The SEC's market structure proposal

The SEC's market structure proposal

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises

2005

Investment Trusts and Investment Companies. Letter from the Acting Chairman of the Securities and Exchange Commission, Transmitting, Pursuant to Law, a Report on Abuses and Deficiencies in the Organization and Operation of Investment Trusts and Investment

Investment Trusts and Investment Companies. Letter from the Acting Chairman of the Securities and Exchange Commission, Transmitting, Pursuant to Law, a Report on Abuses and Deficiencies in the Organization and Operation of Investment Trusts and Investment

United States Securities and Exchang

2023

The Penny Stock Reform Act of 1990

The Penny Stock Reform Act of 1990

Richard C. Breeden

1990

The post-offering price performance of closed-end funds

The post-offering price performance of closed-end funds

Kathleen Weiss

1989

Plain English pilot program

Plain English pilot program

United States. Securities and Exchange Commission. Division of Corporation Finance

1998

The SEC proposal on market structure

The SEC proposal on market structure

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises

2004

Index to Investor protection hearings

Index to Investor protection hearings

Chester Dunton

1964

Treaties, etc

Treaties, etc

Canada

1891

Securities and Exchange Commission

Securities and Exchange Commission

United States Accounting Office

2018

Securities and Exchange Commission

Securities and Exchange Commission

United States. General Accounting Office. Office of the General Counsel.

1996

Laws relating to Securities Commission, exchanges, and holding companies

Laws relating to Securities Commission, exchanges, and holding companies

Gilman G. Udell

1959