Results for “United States. Securities and Exchange Commission. Division of Trading and Exchanges.”
23 books found
Books
S.E.C. stock price index
United States. Securities and Exchange Commission. Division of Trading and Exchanges
1960
Report to the Commission by the Trading & Exchange Division on the problem of multiple trading on securities exchanges
United States. Securities and Exchange Commission. Division of Trading and Exchanges.
1940
Report to the commission by the Trading & exchange division on secondary distributions of exchange stocks, Feb. 5, 1942
United States. Securities and Exchange Commission. Division of Trading and Exchanges
1942
Volume and nature of corporate securities offerings
United States. Securities and Exchange Commission. Division of Trading and Exchanges.
1957
Cost of flotation of corporate securities, 1951-1955
United States. Securities and Exchange Commission. Division of Trading and Exchanges.
1957
Staff report on organization, management, and regulation of conduct of members of the American Stock Exchange
United States. Securities and Exchange Commission. Division of Trading and Exchanges.
1962
Survey of corporate pension funds, 1951-1954
United States. Securities and Exchange Commission. Division of Trading and Exchanges.
1956
Report on put and call options
United States. Securities and Exchange Commission. Division of Trading and Exchanges.
1961
Report to the Commission by the Trading & Exchange Division on secondary distributions of exchange stocks
United States. Securities and Exchange Commission. Trading and Exchange Division
1942
Cost of flotation for registered securities, 1938-1939
United States. Securities and Exchange Commission. Trading and Exchange Division.
1941
Sales record of unseasoned registered securities 1933-1939
United States. Securities and Exchange Commission
1941
Privately-placed securities
United States. Securities and Exchange Commission. Trading and Exchange Division.
1952
The corporate bond markets
United States. Securities and Exchange Commission. Division of Market Regulation
1992
The Role of index-related trading in the market decline on September 11 and 12, 1986
United States. Securities and Exchange Commission. Division of Market Regulation
1987
Oversight of the SEC's Division of Trading and Markets
United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
2014
Financial market regulation
James L. Bothwell
1995
CFTC/SEC enforcement programs
James L. Bothwell
1995
Sixty years in California
William Heath Davis
1889
The Story of The Committee of 300
John Coleman
2000
Monograph no. 1-27
United States. Attorney general's committee on administrative procedure
1939